v2436-647

In the

United States Circuit Court of Appeals

For the Ninth Circuit

No. 11173

Securities and Exchange Commission,

Appellant,

The Penfield Company of California and

1. 1. Young,

Appellees.

BRIEF FOR APPELLANT

LLU

Roger S. Foster,^--ai.ji p. O'foKiEN.

Solicitor, cccrk

Robert S. Rubin,

Assistant Solicitor,

1. Victor Rodin,

Attorney,

Securities and Exchange Commission,

18th and Locust Streets,

Philadelphia 3, Pa.

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