v3463-953

UNITED STATES COURT OF APPEALS

FOR THE NIOTH CIRCUrr

No. 22143

PENNALUNA & COMPANY, INC., BENJAMIN A.

HARRISON and HARRY F. MAGNUS ON,

Petitioners,

SECURITIES AND EXCHANGE COMMISSION,

Respondent ,

On Petition for Review of Orders of the Securities

and Exchange Commission

BRIEF FOR RESPONDENT SECURniES AND

EXCHANGE COMMISSION

PHILIP A. LOOMIS, JR.

General Counsel

WALTER P. NORTH

Associate General Counsel

JACOB H. STILLMAN

Assistant General Counsel

THEODORE S. KAPLAN

HARVEY A. ROWEN

Attorneys

Securities and Exchange Commission

Washington, D.C. 20549

---

archive.org Volume Name: govuscourtsca9briefs3463

Volume: http://archive.org/stream/govuscourtsca9briefs3463

Document Link: http://archive.org/stream/govuscourtsca9briefs3463#page/n952/mode/1up

Top Keywords (auto-generated):

securities, silver, buckle, commission, coast, magnuson, stock, exchange, pennaluna, shares, 2d, 1962, petitioners, harrison, 1963

Top Key Phrases (auto-generated):

silver buckle, exchange commission, buckle stock, securities exchange, coast stock, supra ., oil inc., commission ., certiorari denied, registration provisions, denied ., broker dealers, ruby silver, prices ranging, unregistered securities

Document Status: UGLY