v3226-363

Document Title Page

IN THE UNITED STATES COURT OF APPEALS

FOR THE NINTH CIRCUIT

No. 18,206

TRENNIS K. LILE,

Petitioner

SECURITIES AND EXCHANGE COMaSSION,

Respondent

Petition for Review of Order of the

Securities and Exchange Commission

BRIEF FOR THE RESPONDENT

PHILIP A. LOOMIS JR.

General Counsel

WALTER P. NORTH

Associate General Counsel

JACOB H. STILLMAN

Attorney

^mm n M^ ^ T^ Securities and Exchange

p I La b* 1-^ Conmission

425 Second Street, N.W.

c;pp 17 19b. Washington, D.C. 20549


archive.org Volume Name: govuscourtsca9briefs3226

Volume: http://archive.org/stream/govuscourtsca9briefs3226

Document Link: http://archive.org/stream/govuscourtsca9briefs3226#page/n362/mode/1up

Top Keywords (auto-generated):

securities, commission, 2d, exchange, petitioner, customers, section, trading, lile, certiorari, denied, fraudulent, dealer, broker, salesmen

Top Key Phrases (auto-generated):

exchange commission, securities exchange, certiorari denied, antifraud provisions, cross trading, commission ., denied ., willfully violated, national securities, excessive trading, section 15a, national labor, securities association, public interest, norris hirshberg

Document Status: UGLY