v3392-7

No. 21,146

UNITED STATES COURT OF APPEALS

FOR THE NINTH CIRCUIT

SECURITIES AND EXCHANGE COMMISSION,

Plaintiff-Appellant,

NATIONAL SECURITIES, INC., a corporation, NATIONAL

LIFE 6c CASUALTY INSURANCE COMPANY, a corporation,

ROBERT A. WAIJACE, ROBERT C. BOHANNAN, JR., ARTHUR W.

SAFFERT, TED WILKINS, JOHN S. BARRETT, JOSEPH B.

SETTER, BREEFERD W. lARGE, JR. and PRODUCERS LIFE

INSURANCE COMPANY, a corporation (also known as

NATIONAL PRODUCERS LIFE INSURANCE COMPANY),

Defendants-Appellees.

APPEAL FROM UNITED STATES DISTRICT COURT FOR

THE DISTRICT OF ARIZONA (Phoenix Division)

BRIEF OF THE SECURITIES AND EXCHANGE

COMMISSION, PLAINTIFF-APPELLANT

1. STEVENS TUCKER

Special Counsel

Securities and Exchange

Coranission

San Francisco, California

94102

FILED

FEB 5 1S57

WW= B. LUCK. CLER;^

PHILIP A. LOOMIS, JR.

General Counsel

DAVID FERBER

Solicitor

EDWARD B. WAGNER

Special Counsel

MARTIN D. NEWMAN

Attorney

Securities and Exchange Commission

Washington, D. C. 20549

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