v3480-645

UNITED STATES COURT OF APPEALS

FOR THE NINTH CIRCUIT

i63

No. 22459

WILLIAM REIGEL,

Petitioner,

FfL

FFR

WM.

SECURITIES AND EXCHANGE COMMISSION

Respondent.

On Petition For Review of an Order of

the Securities and Exchange Connnission

ANSWERING BRIEF OF RESPONDENT SECURITIES AND EXCHANGE COMMISSION

PHILIP A. LOOMIS, JR.

General Counsel

DAVID FERBER

Solicitor

DONALD M. FEUERSTEIN

Assistant General Counsel

RICHARD E. NATHAN

Attorney

Securities and Exchange

Commission

Washington, D.C. 20549

---

archive.org Volume Name: govuscourtsca9briefs3480

Volume: http://archive.org/stream/govuscourtsca9briefs3480

Document Link: http://archive.org/stream/govuscourtsca9briefs3480#page/n644/mode/1up

Top Keywords (auto-generated):

commission, securities, exchange, reigel, 2d, section, jayark, stock, examiner, century, respondents, dealer, br, broker, substantial

Top Key Phrases (auto-generated):

exchange commission, certiorari denied, jayark stock, securities exchange, federal trade, trade commission, willfully violated, national labor, labor relations, initial decision, commission ., securities laws, interstate commerce, commission supra, antifraud provisions

Document Status: UGLY